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Instructions for giving Publicly Traded Stock Shares

The most common method of delivery of marketable securities is an electronic transfer through Depository Trust Company.

Any DTC-eligible securities can be transferred electronically to the Kansas University Endowment Association, Federal tax I.D. #48-0547734, through State Street Bank, custodian of KU Endowment’s assets:

State Street Bank and Trust Company
DTC participant Number: 997
Account Number: 4U1M (the number 1 not the letter L)
KU Endowment — General Custody

Custodian Contact: Mark Brooks 816-871-7845

It is important that you notify KU Endowment before making a gift of DTC-eligible securities. Without this notice, your gift may be transferred to KU Endowment without our knowledge of your identity. This makes it difficult to provide you with proper credit and timely acknowledgement for your gift.

Broker to Broker Account Delivery
KU Endowment maintains multiple brokerage accounts that can be used to facilitate transfers of shares. Please contact the Investments team, and they can provide you with the specific KU Endowment brokerage account information.

These directions can also be downloaded and provided directly to your bank or broker.

For More Info

Please contact

Stacy Nuss

Vice President, Investments and Assistant Treasurer
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