Instructions for giving Publicly Traded Stock Shares
The most common method of delivery of marketable securities is an electronic transfer through Depository Trust Company.
Any DTC-eligible securities can be transferred electronically to the Kansas University Endowment Association, Federal tax I.D. #48-0547734, through State Street Bank, custodian of KU Endowment’s assets:
State Street Bank and Trust Company
DTC participant Number: 997
Account Number: 4U1M (the number 1 not the letter L)
KU Endowment — General Custody
It is important that you notify KU Endowment before making a gift of DTC-eligible securities. Without this notice, your gift may be transferred to KU Endowment without our knowledge of your identity. This makes it difficult to provide you with proper credit and timely acknowledgement for your gift.
For Questions about Gifts of Securities, Contact:
Stacy Nuss, VP, Investments and Assistant Treasurer, 785-832-7419, [email protected]
Shelly Triplett, Executive Assistant, 785-832-7325, [email protected]
Broker to Broker Account Delivery
KU Endowment maintains multiple brokerage accounts that can be used to facilitate transfers of shares. Please contact the Investments team, as detailed above, and they can provide you with the specific KU Endowment brokerage account information.
These directions can also be downloaded and provided directly to your bank or broker.
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